Capnography as a Clinical Tool

Carbon dioxide (CO2) is a waste gas, so why do we care about it as long as we and our patients can get it out of the body? Just like an automobile’s performance can be monitored by a probe put in the exhaust pipe, an evolving technology allows emergency providers to precisely monitor the performance of a number of critical human processes in an ill or injured patient. This article describes the use of technology to monitor metabolism, circulation and ventilation in the emergency patient.

The Relevance of CO2

   Long ago, Greek philosophers believed we had tiny internal combustion engines inside our bodies that produced “smoke,” or capnos. It turns out, the Greeks were correct. Our internal combustion engines are really mitochondria that are fueled by hydrocarbons (sugars, fats and proteins) essential in the human diet. After eating and movement through the digestive processes, sugars enter the mitochondria, where they are “combusted” and carbon dioxide is “exhausted.” Once CO2 is transported to the lungs via the circulatory system, it is exhaled with alveolar air.

   The gases we breathe in are measured in partial pressure. So, a person standing at sea level under normal weather conditions would have 1 atmosphere of pressure being exerted by the gases in the air he breathes. An atmosphere of pressure is equivalent to 760 millimeters of mercury (mmHg). If the atmosphere contains approximately 79% nitrogen and 20% oxygen, the partial pressure of each is 600 mmHg nitrogen and 150 mmHg oxygen. The approximately 10 mmHg of air pressure remaining is composed of all of the other gases and vapors—mostly water vapor. Inhaled air contains essentially no carbon dioxide, while exhaled air is rich with CO2. The portion of pressure being exerted by carbon dioxide is called partial pressure and is typically 35-45 mmHg in the healthy person at rest. Partial pressure can be monitored on either the intubated or non-intubated patient. The monitoring process can be either discrete (one time or quick look) or continuous.

   Capnography works by capturing exhaled air and redirecting it into the capnography device. The air then passes between a light and a detector that measures how much light is shining on it. As the concentration of CO2 increases, more light is absorbed by the CO2 and less light is transmitted onto the detector plate. This increased light absorption directly correlates with the percentage of carbon dioxide. The monitor presents the CO2 concentration to the capnographer as both a number and a waveform. The respiratory rate can be very accurately estimated and reported by measuring the tides between CO2 peaks.

   Blood levels of carbon dioxide are as critically important as blood oxygen levels. In fact, oxygen loading onto hemoglobin and transport to the tissues is highly dependent on the tight regulation of CO2. Furthermore, CO2 can act as a molecular signal affecting both nervous and smooth muscle tissues.

Ventilation and Oxygenation

   Ventilation and oxygenation are interrelated, but represent distinct processes. Different diseases can affect the processes in different ways. Oxygenation involves loading hemoglobin with oxygen for delivery to the tissues, while ventilation addresses clearance of CO2 from the blood. Technologies for monitoring oxygenation have been extraordinarily useful to EMS providers for the past 20 years. More recently, technologies are being developed to enhance EMS’s abilities to measure the effectiveness of ventilation. Measuring exhaled CO2 can provide valuable insight into metabolism and circulation. Take, for example, the moderately sick asthma patient demonstrating a “shark fin” pattern with an elevated EtCO2 but 100% oxygen saturation. This patient is oxygenating well, but not ventilating effectively.

   There are three physiological processes for human life: metabolism, circulation and ventilation.

  1. Metabolism is the utilization of hydrocarbons to produce energy and power tissues, organs and the entire body. This process must be continuous for life to be sustained. It is important to note, however, that several hours after cardiac arrest, some residual metabolism (liver, skeletal muscles, skin, etc.) will continue to produce CO2.
  2. Circulation. Blood must be moving in order to deliver CO2 from the tissues to the alveoli. Circulation requires blood, an effective heartbeat and blood pressure. Preload plus afterload equals circulation.
  3. Ventilation. Air must move in and out of the alveoli effectively to get rid of carbon dioxide and other waste products, and to inhale fresh oxygen.

Capnography as a Tool for Measuring Metabolism, Circulation and Ventilation

   Capnography is a powerful tool for providing continuous real-time objective data to qualify and quantify the status of metabolism, circulation and ventilation. Metabolism is assessed by determining the quantity of CO2 being exhaled and following this over time. Circulation is measured by the trends in delivery of CO2 to the lungs. Capnography is the only technology able to display respiratory rate based upon the partial pressure of exhaled CO2 while providing the unique pattern recognition of CO2. Capnography quantifies patient ventilation in terms of transport of CO2 from the pulmonary circulation across the alveoli for exhalation. It also provides a graphic picture of the patient’s ventilatory status, presents an early warning of changes in the patient’s cardiopulmonary status, supplies indisputable documentation of the patient’s airway patency, and alerts clinicians to the presence of pulmonary pathology. Abnormal capnography values can be traced to diseases affecting ventilation, perfusion or metabolism.

   Continuous waveform capnography is recommended to EMS for verification of endotracheal tube (ETT) placement.1 The 2010 ACLS guidelines have elevated the role of capnography to recommending continuous waveform CO2 monitoring during resuscitation.

   Capnography can also provide valuable cardiopulmonary information to assist paramedics in caring for non-intubated patients.

Capnography & Intubated Patients

   Capnography provides a reliable and objective method to confirm endotracheal intubation. The presence of a waveform demonstrates proper placement, even during CPR. This has been well documented over the past few years.1,2

   Capnography can also be useful in detecting a change in position of the endotracheal tube. In EMS, this is important, as the endotracheal tube may be accidentally displaced while moving the patient. Given some of the untoward and noisy environments where cardiac arrest occurs, confirming ETT placement by lung sounds alone can be problematic and sometimes even deceiving, especially in smaller patients. A 2005 study compared prehospital intubations using continuous capnography to confirm tube placement with those not using capnography. The group using capnography achieved correct tube placement in 100% of their patients. The group practicing without the benefit of capnography had a misplaced tube (unrecognized esophageal or supraglottic) in 23% of their patients.1

Alternative Airways

   Recent studies have dulled the significance of endotracheal intubation, and many EMS providers are relying more on alternative methods of securing the airway.3 Capnography is just as easily applied to alternative airways like the Combitube, King airway or laryngeal mask airway (LMA). As with the endotracheal tube, proper and improper ventilation can be monitored with alternative airways and corrected where necessary. It is imperative to ensure the device is providing sufficient protection of the airway to allow effective rescuer ventilation.4

   The capnography waveform assists in determining proper ventilation with any device that securely attaches to a bag-valve mask. No matter which device is in use, capnography can provide immediate indication of the loss of proper position or function. As with endotracheal intubation, when using alternative airways it is critical to continuously monitor the airway and assess ventilatory status. Waveform capnography is able to support those clinical assessment needs and can indicate the need to adjust ventilatory support.2

Chest Compressions

   Capnography provides valuable information in the assessment of resuscitative efforts. In the cardiac arrest patient, EtCO2 directly correlates with cardiac output. No carbon dioxide in exhaled air indicates either an improperly placed tube or no cardiac output. Systemic and pulmonary perfusion during cardiac compressions transports CO2 to the alveolar space. Therefore, as long as the cardiac arrest victim has residual metabolic production of CO2, EtCO2 serves as a measure of the effectiveness of chest compressions.5-7

   Studies as early as the 1980s discuss how EtCO2 can be used as a noninvasive measurement of cardiac output during cardiac arrest.6 During CPR, EtCO2 production by cellular metabolism remains constant; therefore, EtCO2 can assist in showing the paramedic the effectiveness of chest compressions. The AHA (American Heart Association) Guidelines call for quality compressions (“push hard, push fast, push deep”)2 and direct rescuers to switch places every two minutes to maintain effective CPR. By analyzing the EtCO2 waveform, a clinician can detect rescuer fatigue before the rescuer is aware of tiring.

   EMS providers can position the monitor so the compressors can view the EtCO2 readings as well as the ECG waveform generated by their compressions. It is important to encourage prehospital personnel to perform quality chest compressions to keep the EtCO2 number as high as possible. This represents effective cellular perfusion, allowing cells to metabolize and circulation to deliver carbon dioxide to the lungs.

Return of ROSC

   A rapid rise in EtCO2 during chest compressions can be the first indicator of return of spontaneous circulation (ROSC), possibly even before a pulse is detectable. This rapid rise is likely due to the recruitment of circulation of tissues that were not being circulated due to the inefficiency of chest compressions (approximately 25%–30%), as compared with intrinsic cardiac contraction.8 A recent study found the EtCO2 increased on average 13.5 mmHg with sudden ROSC before returning to a normal range.9 If paramedics encounter a sudden increase in EtCO2 during resuscitation, accompanied by a rhythm appearing capable of supporting perfusion, CPR should be briefly interrupted for a pulse check. If no pulses are present, CPR should be aggressively resumed, as ROSC may be near. It is important to note, however, that administration of sodium bicarbonate could also produce a “bump” in the EtCO2 as a result of bicarbonate ion conversion to CO2 during correction of acidosis.

Clinical Death Confirmation

   While EtCO2 can be used to gauge the effectiveness of resuscitation, it can also be used as a determining factor in the decision to cease resuscitative efforts. In 1997, a study in the New England Journal of Medicine established that an end-tidal carbon dioxide level of 10 mmHg or less measured 20 minutes after the initiation of advanced cardiac life support accurately predicts death in patients with cardiac arrest associated with electrical activity but no pulse. Patients with an EtCO2 of less than 10 mmHg at the 20-minute interval had 100% mortality. The study suggests that cardiopulmonary resuscitation may reasonably be terminated in such patients.10 Caution must be taken, however, that rescuers are not hyperventilating the patient if capnography is used as a determinant for termination of efforts.

   With the advent of induced hypothermia in the treatment of cardiac arrest patients, new research is now needed to set guidelines for the use of EtCO2 in determining when to cease resuscitation efforts. In the induced hypothermia patient, the metabolic rate will be lowered, thus diminishing the production of cellular CO2. A guideline for CPR termination based on an EtCO2 of less than 10 mmHg for 20 minutes may not be adequately conservative for those patients receiving hypothermia treatment during CPR.

Head-Injury Patients

   Capnography can help paramedics optimize ventilation in intubated patients with suspected increased intracranial pressure (ICP). Avoiding hypo- and hyperventilation in these patients is absolutely critical and difficult. Increased ICP may be caused by a head injury, intracerebral hemorrhage, a tumor or mass, or an infection. Hyperventilation of patients with increased ICP has been associated with increased mortality.11 Hyperventilation decreases intracranial pressure by decreasing intracranial blood flow, thereby increasing the risk of cerebral ischemia. In a recent study of head-injury patients, those patients with EtCO2 monitoring had a lower incidence of hyperventilation. A target EtCO2 recommendation is outside the scope of this article, but ventilation should be tightly controlled in this patient population, using local protocol.

Non-Intubated Patients

   Capnography can be used to differentiate between the varying causes of respiratory distress often seen by paramedics in the field, such as asthma, COPD exacerbation and CHF. It can also provide paramedics with early warning signs of hypoventilation, apnea, airway obstruction and hypercarbia before compensatory changes are seen in heart rate and/or blood pressure.

   Patients with acute obstructive disease processes of the lung (asthma, COPD, bronchitis) may be identified using EtCO2 monitoring. These patients, all of whom may experience bronchospasm in the lungs, can be identified by a unique characteristic change seen in the EtCO2 waveform. Bronchospasm will produce a “shark fin” capnography waveform due to difficulty emptying alveoli.12 The characteristic shark fin appearance is a result of regional obstruction, which causes a turbulent mixing of dead space air with alveolar air. This mixing softens the rapid rise in CO2 concentration of exhaled air. It is important to note that the shark fin appearance of the capnograph has a direct physiological cause and is characteristic of bronchospasm. In other words, shark-finning cannot be “faked” (see Figure 1).

   By analyzing the CO2 waveform over time, the paramedic can monitor the severity of asthma or chronic obstructive pulmonary disease (COPD) and the effectiveness of therapy provided. Capnogram analysis may be used to indicate airway obstruction in these patients, but further work is required to correlate curve indices to the degree of airway obstruction.11

   Carbon dioxide values in asthma will change depending on severity of the disease. Hyperventilation may occur early in an acute asthma attack, lowering EtCO2 levels with a slightly abnormal waveform. As the attack progresses, the EtCO2 may read in the normal range, with a more prominent looking shark fin waveform on the monitor. Finally, as the attack becomes severe, the EtCO2 rises and the wave becomes indistinguishable in its shark fin form. Once treatment is decided upon and the bronchoconstriction decreases, the EtCO2 number may increase initially as gas exchange improves. Recognize that the waveform will appear to be normalizing. The return of a normal waveform indicates resolution of the bronchoconstriction. The same concepts will apply with COPD patients; however, the initial numbers may be high due to retaining CO2 in their disease process.11

   Congestive heart failure (CHF) patients have circulatory compromise, which results in changes in carbon dioxide delivery. This means that as the disease worsens, or as the patient approaches decomposition, EtCO2 will continue to decline as alveolar perfusion decreases. Respiratory distress due to CHF does not typically result in bronchoconstriction, so the waveforms will not necessarily have a shark fin appearance unless the patient has a pulmonary comorbidity. Capnography can alert to early recognition in CHF, even before the onset of pulmonary edema is apparent. It is important to note that a patient with significant pulmonary edema may have a significant disparity (due to the relative solubility of O2 vs. CO2) between oxygenation and ventilation.


   Paramedics frequently are required to administer medications that have a depressant effect on the central nervous system (CNS). This may include narcotic analgesics (morphine sulfate, fentanyl), benzodiazepines (Valium, midazolam, lorazepam) or other sedative agents (etomidate, ketamine). With any medication that depresses the CNS, there is a risk of hypoventilation. Capnography should be routinely used to monitor patients receiving pain management or sedation for evidence of hypoventilation and/or apnea.12,13

   At times, paramedics encounter patients who are “self-medicated” with CNS depressants, including alcohol, GHB, OxyContin, Xanax and many of the prescription compounds listed above. Overdose of alcohol and/or CNS depressants puts the patient at risk for hypoventilation. Capnography is invaluable and proven to be the earliest indicator of respiratory compromise due to medications with pain or sedative association.12,13 The EtCO2 waveform dampens prior to a change in pulse oximetry due to the oxygen reserve in human anatomy. Capnography can be utilized in any patient who has ingested a significant quantity of CNS depressant, particularly those who are somnolent.

Diseases Affecting Metabolism and Acid-Base Status

   Waveform capnography is a direct measure of the changes in elimination of CO2 from the lung and indirectly indicates changes in the production of CO2 at the cellular level. It reflects the delivery of CO2 to the lungs by the circulatory system.14 With no pulmonary or circulatory disorders, EtCO2 may indicate patient anxiety or a metabolic disorder. In diabetic ketoacidosis (DKA), Kussmaul’s respirations result in hyperventilation as a means for patients to lessen their ketone load and attempt to correct metabolic acidosis.14 The increased rate of breathing causes EtCO2 to decrease. End-tidal carbon dioxide is linearly related to bicarbonate (HCO3) in healthy subjects, and has been found to be significantly and chronically lower in children with DKA. Although more research is needed, in conjunction with clinical assessment, capnography may help discriminate between patients with hyperosmolar, hyperglycemic, nonketotic conditions and DKA.


   Monitoring EtCO2 can provide an early warning sign of shock. A patient with a sudden drop in cardiac output will show a diminished CO2 waveform and a drop in the EtCO2 number that may occur regardless of any change in breathing rate. Capnography should be used on all trauma and cardiac patients and any patient at risk for shock. Cardiac output and end-tidal partial pressure of carbon dioxide (PEtCO2) were highly related in diverse experimental models of circulatory shock in which cardiac output was reduced by more than 40% of baseline values. Measurement of EtCO2 is a noninvasive alternative for continuous assessment of cardiac output during low-flow circulatory shock states.16 A patient with low cardiac output from a shock state does not deliver as much CO2 per minute back to the lungs to be exhaled, which results in decreased EtCO2. It doesn’t necessarily mean the patient is hyperventilating or has a reduced arterial CO2 level. Reduced perfusion to the lungs and/or tissues alone can be the sole cause.16

   It is important to note the effect on ventilation/perfusion (V/Q) mismatch while using EtCO2. V/Q mismatch occurs when there is an injury or disease process that affects normal blood circulation and/or lung function. For example, V/Q mismatch is often seen in pulmonary embolism, in which the alveolar tissue is capable of gas exchange. However, a vascular blockage prevents blood flow to areas of the lungs, so the EtCO2 decreases because there is essentially fresh air being exhaled from the non-perfused portion of the lung. This V/Q mismatch results in increased CO2 in the systemic circulation, with decreased exhaled CO2.

Seizure Management

   For patients who breathe during a seizure, capnography is a powerful tool to determine the aggressiveness of seizure management. If capnography reveals ventilatory failure, this will require aggressive airway and pharmacologic intervention. If a seizure patient has moderate elevations in EtCO2 with an unalarming respiratory rate, perhaps less aggressive ventilatory support with or without medications would be indicated until the seizure approaches the end of its “cycle.” If capnography indicates that a patient’s ventilatory status is sufficient, then only supportive measures are required.15

Patient Management Based on Capnography

   To properly assess ventilation, it is important to understand what determines respiration and ventilation in the human body. Factors such as metabolic rate, acid-base status, central CO2 respiratory drive, physiologic dead space and lung mechanics all play a role. There are factors that increase ventilatory demand, such as arterial hypoxemia, increased metabolic rate, increased physiologic dead space, metabolic acidosis, pulmonary edema, increased work of breathing, confusion and central nervous system stimulation. Changes in any of the latter factors affect EtCO2. Waveform capnography provides further insight into caring for your patient in many clinical states and is a tool paramedics should not be without. Table 1 lists some of the causes of both increased and decreased CO2.


   Capnography has a clinical utility in EMS with many types of disease states. It assists the EMS provider in measuring and monitoring metabolism, circulation and ventilation. Used with pulse oximetry, it provides insight into the management of many emergencies involving the pulmonary and circulatory systems. This includes not only respiratory compromise but factors also affecting perfusion and metabolism. The capnography waveform is a key vital sign when determining treatment for patients in the field. Capnography sampling devices are useful in all types of airways, whether or not the patient is intubated.

Causes of Elevated EtCO2 Causes of Decreased EtCO2
Metabolic acidosis
Respiratory System
Respiratory insufficiency
Respiratory depression
Respiratory System
Alveolar hyperventilation
Mucus plugging
Circulatory System
Increased cardiac output
Circulatory System
Sudden hypovolemia
Cardiac arrest
Pulmonary emboli
Bicarbonate administration


   1. Silvestri S, et al. The effectiveness of out-of-hospital use of continuous end-tidal carbon dioxide monitoring on the rate of unrecognized misplaced intubation within a regional emergency medical services system. Ann Emerg Med 497-503, May 2005.

   2. The American Heart Association: Highlights of the 2010 AHA Guidelines for CPR and ECC,

   3. Egly J, Custodio D, Bishop N, et al. Assessing the impact of prehospital intubation on survival in out-of-hospital cardiac arrest. Prehosp Emerg Care 15:44-49, 2011.

   4. Kette F, Reffo I, Giordani G, et al. The use of laryngeal tube by nurses in out-of-hospital emergencies: Preliminary experience. Resuscitation 66:21-25, 2005.

   5. Berg RA, Henry C, Otto CW, et al. Initial end-tidal CO2 is markedly elevated during cardiopulmonary resuscitation after asphyxial cardiac arrest. Pediatr Emerg Care 12:245-248, 1996.

   6. Falk JL, Rackow EC, Weil MH. End-tidal carbon dioxide concentration during cardiopulmonary resuscitation. N Engl J Med 318:607-611, 1988.

   7. Ornato JP, Garnett AR, Glauser FL. Relationship between cardiac output and the end-tidal carbon dioxide tension. Ann Emerg Med 19:1104-1106,1990.

   8. Ward K, Yealy D. End-tidal carbon dioxide monitoring in emergency medicine: Part 2: Clinical applications. Acad Emerg Med 5:637-646, 1998.

   9. Levine RL, Wayne MA, Miller CC. End-tidal carbon dioxide and outcome of out-of-hospital cardiac arrest. N Engl J Med 337:301-306, 1997.

   10. Seppelt I. Intracranial hypertension after traumatic brain injury. Indian J Crit Care Med 8:120-126, 2004.

   11. You B, Peslin R, Duvivier C, et al. Expiratory capnography in asthma. Eur Respir J 7:318-323, 1994.

   12. Burton JH, Harrah JD, Gremann CA, Dillion DC. Does end-tidal carbon dioxide monitoring detect respiratory events prior to current sedation monitoring practices. Acad Emerg Med 13:500-504, 2006.

   13. Swedlow DB. Capnometry and capnography: The anesthesia disaster early warning system. Seminars in Anesthesia 3:194–205, 1986.

   14. Fearon DM, Steele DW. End-tidal carbon dioxide predicts the presence and severity of acidosis in children with diabetes. Acad Emerg Med 9:1373-1378, 2002.

   15. Krauss B. Advances in the use of capnography for nonintubated patients. Israeli J Emerg Med 8:3-15, 2008.

   16. Nagler J, Krauss B. Capnographic monitoring in respiratory emergencies. Clin Ped Emerg Med 10:82-89, 2009.

David Wampler, PhD, LP, is an assistant professor of Emergency Health Sciences, University of Texas Health Science Center, San Antonio, TX. He is also a member of EMS World Magazine’s editorial advisory board.


Leave a Reply

Fill in your details below or click an icon to log in: Logo

You are commenting using your account. Log Out /  Change )

Google+ photo

You are commenting using your Google+ account. Log Out /  Change )

Twitter picture

You are commenting using your Twitter account. Log Out /  Change )

Facebook photo

You are commenting using your Facebook account. Log Out /  Change )


Connecting to %s